Search for: "Jeffery Frederick"
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6 Jul 2020, 8:14 am
“As alleged in our complaint, Stow took advantage of these seniors, abusing his access to their brokerage accounts to generate income for himself,” said Justin Jefferies, assoc. regional director, SEC’s Atlanta regional office. [read post]
15 Oct 2011, 4:53 am
Frederick W. [read post]
11 Jun 2013, 1:19 pm
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Alan Wynne, Andrew Lemons, Atlanta, Biglaw, Casey Sullivan, Depressing stuff, Depressing Things, Evan Rosen, Frederick Dawkins, Georgia, Jeffery Saxby, Jeffrey A. [read post]
10 Sep 2011, 6:56 am
Frederick W. [read post]
8 Aug 2007, 5:20 am
By: Frederick F. [read post]
15 Feb 2015, 9:00 pm
Afterwards, Frederick Kempe will moderate a discussion with James N. [read post]
10 Sep 2012, 3:07 am
Frederick, MD : Wolters Kluwer Law & Business, 2012 2 v. [read post]
30 Oct 2020, 6:01 am
Securities and Exchange Commission, on Monday, October 26, 2020 Tags: Broker-dealers, Compliance & ethics, Consumer protection, Misconduct, No-action letters, SEC, SEC enforcement, Securities regulation The Economics of Soft Dollars: A Review of the Literature and New Evidence from the Implementation of MiFID II Posted by Howell Jackson (Harvard Law School) and Jeffery Zhang (Board of Governors of the Federal Reserve System),… [read post]
11 Mar 2018, 7:45 pm
District Court Judge Frederick P. [read post]
12 May 2023, 6:00 am
The principal thesis of Jeffery Toobin's excellent new book Homegrown: Timothy McVeigh and the Rise of Right-Wing Extremism is contained in the subtitle. [read post]
5 May 2012, 5:00 am
Aidan Barclay, son of Sir David Barclay who owns Telegraph Media Group with his brother Sir Frederick Barclay, described his relationship with the Prime Minister as “friendly and cordial”. [read post]
14 Nov 2013, 1:04 pm
. : West, c2013.TZ2 L445 2013 Administrative Law Developments in Administrative Law and Regulatory Practice, 2012 / edited by Jeffery S. [read post]