Search for: "Jeffery Frederick" Results 1 - 12 of 12
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6 Jul 2020, 8:14 am by Silver Law Group
“As alleged in our complaint, Stow took advantage of these seniors, abusing his access to their brokerage accounts to generate income for himself,” said Justin Jefferies, assoc. regional director, SEC’s Atlanta regional office. [read post]
11 Jun 2013, 1:19 pm by David Lat
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Alan Wynne, Andrew Lemons, Atlanta, Biglaw, Casey Sullivan, Depressing stuff, Depressing Things, Evan Rosen, Frederick Dawkins, Georgia, Jeffery Saxby, Jeffrey A. [read post]
15 Feb 2015, 9:00 pm by Cody Poplin
 Afterwards, Frederick Kempe will moderate a discussion with James N. [read post]
30 Oct 2020, 6:01 am
Securities and Exchange Commission, on Monday, October 26, 2020 Tags: Broker-dealers, Compliance & ethics, Consumer protection, Misconduct, No-action letters, SEC, SEC enforcement, Securities regulation The Economics of Soft Dollars: A Review of the Literature and New Evidence from the Implementation of MiFID II Posted by Howell Jackson (Harvard Law School) and Jeffery Zhang (Board of Governors of the Federal Reserve System),… [read post]
12 May 2023, 6:00 am by Sandy Levinson
The principal thesis of Jeffery Toobin's excellent new book Homegrown: Timothy McVeigh and the Rise of Right-Wing Extremism is contained in the subtitle. [read post]
5 May 2012, 5:00 am by INFORRM
Aidan Barclay, son of Sir David Barclay who owns Telegraph Media Group with his brother Sir Frederick Barclay, described his relationship with the Prime Minister as “friendly and cordial”. [read post]
14 Nov 2013, 1:04 pm by Roshonda Scipio
. : West, c2013.TZ2 L445 2013 Administrative Law Developments in Administrative Law and Regulatory Practice, 2012 / edited by Jeffery S. [read post]